Securities Fraud Lawsuits
Stockbroker Fraud Blog - Securities Fraud
- Oppenheimer Funds and Other Mainland Funds Take Financial Hit in the Wake Up of Hurricanes The financial fallout caused by Hurricanes Irma and Maria is being felt not just on the island of Puerto Rico, but in the U.S. mainland as well.
- SEC Charges Investment Adviser With Defrauding Seniors Who Were His Friends The US Securities and Exchange Commission has filed charges against investment adviser Tarek D. Bahgat for allegedly stealing $378K from clients.
- NY Investment Adviser Charged in $19M Ponzi Scam The US Securities and Exchange Commission has filed civil charges against Michael Scronic, a New York-based investment adviser accused of defrauding