NASD Members U

U S PARTICIPATIONS LTD.
2370 YORK ROAD, UNIT E-2, JAMISON, PA 18929

U-TRADE BROKERAGE, LLC.
416 WALDER DR, FRANKLIN LAKES, NJ 07417

U. S. BOSTON CAPITAL CORPORATION
LINCOLN NORTH, LINCOLN, MA 01773
Mailing Address: 55 OLD BEDFORD ROAD, LINCOLN, MA 01773

U.S. BANCORP INVESTMENTS, INC.
60 LIVINGSTON AVENUE, EP-MN-WN3C, SAINT PAUL, MN 55107
Mailing Address: ONE U.S. BANK PLAZA, 22ND FLOOR, 7TH & WASHINGTON STREETS, SAINT LOUIS, MO 63101

U.S. BROKERAGE, INC.
500 S. FRONT STREET, SUITE 930, COLUMBUS, OH 43215

U.S. FINANCIAL INVESTMENTS, INC.
90 BROAD STREET, 17TH FLOOR, NEW YORK, NY 10004

U.S. GLOBAL BROKERAGE, INC.
7900 CALLAGHAN ROAD, SAN ANTONIO, TX 78229

U.S. INVESTORS, INC.
515 KING STREET, SUITE 310, ALEXANDRIA, VA 22314

U.S. RE SECURITIES, LLC
745 FIFTH AVENUE, NEW YORK, NY 10151

U.S. SECURITIES, INTL. CORP.
120 BROADWAY, SUITE 1017, NEW YORK, NY 10271
Mailing Address: 120 BROADWAY, NEW YORK, NY 10271

U.S. SELECT SECURITIES LLC
FIVE FINANCIAL PLAZA, #216, NAPA, CA 94558-6418

U.S. STERLING SECURITIES, INC.
700 VETERANS MEMORIAL HIGHWAY, HAUPPAUGE, NY 11788

U.S. WEALTH ADVISORS, LLC.
139 WOOD ROAD, BRAINTREE, MA 02184

UBS CLEARING SERVICES CORPORATION
540 WEST MADISON STREET, SUITE 2514, CHICAGO, IL 60661
Mailing Address: 540 WEST MADISON STREET, 25TH FLOOR, CHICAGO, IL 60661

UBS FINANCIAL SERVICES INC.
1285 AVENUE OF THE AMERICAS, NEW YORK, NY 10019
Mailing Address: 1000 HARBOR BLVD, 8TH FL, COMPLIANCE DEPARTMENT, WEEHAWKEN, NJ 07086

UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
250 MUNOZ RIVERA AVENUE, HATO REY, PR 00918
Mailing Address: 1000 HARBOR BLVD, 8TH FLOOR, COMPLIANCE DEPARTMENT, WEEHAWKEN, NJ 07086

UBS FUND SERVICES (USA) LLC
242 TRUMBULL STREET, HARTFORD, CT 06103-1212

UBS GLOBAL ASSET MANAGEMENT (US) INC.
51 WEST 52ND STREET, 15TH FLOOR, NEW YORK, NY 10019-6114
Mailing Address: 51 WEST 52ND STREET, 15TH FLOOR, NEW YORK, NY 10019

UBS INTERNATIONAL INC.
101 PARK AVENUE, NEW YORK, NY 10178

UBS SECURITIES LLC
677 WASHINGTON BOULEVARD, STAMFORD, CT 06901

UBS SERVICES USA LLC
1000 HARBOR BLVD., WEEHAWKEN, NJ 07086-6791
Mailing Address: 1000 HARBOR BLVD, 8TH FLOOR, COMPLIANCE DEPARTMENT, WEEHAWKEN, NJ 07086

UCB INVESTMENT SERVICES, INC.
555 MONTGOMERY STREET, SUITE 1200, SAN FRANCISCO, CA 94111

UHLMANN PRICE SECURITIES, LLC
141 W. JACKSON BLVD. STE.1340A, CHICAGO, IL 60604-0000

UINTA INVESTMENTS, INC.
4201 EAST HARVARD AVENUE, HIGLEY, AZ 85236

ULLICO INVESTMENT COMPANY, INC.
1625 EYE STREET, NW, WASHINGTON, DC 20006

ULTIMUS FUND DISTRIBUTORS, LLC
225 PICTORIA DRIVE, SUITE 450, CINCINNATI, OH 45246

ULTRALAT SECURITIES, INC.
801 BRICKELL AVENUE, SUITE 1090, MIAMI, FL 33131
Mailing Address: 801 BRICKELL AVENUE, MIAMI, FL 33131

UMB DISTRIBUTION SERVICES, LLC
803 W. MICHIGAN STREET, SUITE A, MILWAUKEE, WI 53233

UMB FINANCIAL SERVICES, INC.
1010 GRAND AVENUE, KANSAS CITY, MO 64106

UNDERWRITERS EQUITY CORPORATION
4250 CRUMS MILL ROAD, HARRISBURG, PA 17112

UNIBANCO SECURITIES INC.
65 EAST 55TH STREET, 29TH FLOOR, NEW YORK, NY 10022

UNIFIED FINANCIAL SECURITIES, INC.
431 N. PENNSYLVANIA ST., INDIANAPOLIS, IN 46204

UNION CAPITAL COMPANY
4400 E. BROADWAY, SUITE 512, TUCSON, AZ 85711

UNION FINANCIAL CORP.
1040 BAYVIEW DRIVE, #428, FT. LAUDERDALE, FL 33304-3118

UNIONBANC INVESTMENT SERVICES, LLC
445 S. FIGUEROA STREET, 2ND FLOOR, LOS ANGELES, CA 90071

UNITED AMERICAN SECURITIES, INC.
441 LEXINGTON AVENUE                SUITE 1220, NEW YORK, NY 10017
Mailing Address: 441 LEXINGTON AVENUE SUITE 1220, NEW YORK, NY 10017

UNITED BROKERAGE SERVICES, INC
514 MARKET STREET, PARKERSBURG, WV 26101
Mailing Address: P. O. BOX 1508, PARKERSBURG, WV 26102-1508

UNITED CAPITAL MARKETS, INC.
240 CRANDON BLVD., SUITE 167, KEY BISCAYNE, FL 33149

UNITED EQUITY SECURITIES, LLC
10700 RICHMOND AVENUE, SUITE 315, HOUSTON, TX 77042

UNITED FINANCIAL GROUP, LTD
666 OLD COUNTRY ROAD STE 104, GARDEN CITY, NY 11530

UNITED GLOBAL SECURITIES, INC.
ONE SUGAR CREEK CENTER BLVD., SUITE 1010, SUGAR LAND, TX 77478

UNITED HERITAGE FINANCIAL SERVICES, INC.
707 E. UNITED HERITAGE COURT, MERIDIAN, ID 83642-3527
Mailing Address: P.O. BOX 3333, MERIDIAN, ID 83680-3333

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
7333 E. DOUBLETREE RANCH ROAD #120, SCOTTSDALE, AZ 85258-2023
Mailing Address: P.O. BOX 5750, SCOTTSDALE, AZ 85261-5750

UNITED SECURITIES ALLIANCE, INC.
7730 E. BELLEVIEW AVE., SUITE AG-9, GREENWOOD VILLAGE, CO 80111

UNITED SECURITY CORPORATION
1428 BRICKELL AVENUE #105, MIAMI, FL 33131
Mailing Address: 1428 BRICKELL AVENUE #105  05, MIAMI, FL 33131

UNIVERSAL FINANCIAL SERVICES INC.
METRO OFFICE PARK, STREET #1, LOT #10, GUAYNABO, PR 00921

UNIVEST INVESTMENTS, INC.
14 N. MAIN STREET, P.O. BOX 64197, SOUDERTON, PA 18964
Mailing Address: 14 N. MAIN STREET, ATTN: ANNETTE KNIBBS, SOUDERTON, PA 18964

UNIVEST SECURITIES, INC. DBA UNIVERSAL FINANCIAL GROUP
401 BROADWAY, STE 2200, NEW YORK, NY 10013
Mailing Address: 401 BROADWAY SUITE 2200, NEW YORK, NY 10013

UNIVEST, INC.
112 LAKE STREET SO STE 204, KIRKLAND, WA 98033

UNX, INC.
175 E. OLIVE AVENUE, SUITE 200, BURBANK, CA 91502

UOB GLOBAL EQUITY SALES LLC
592 FIFTH AVENUE, SUITE 602, NEW YORK, NY 10036

UOB KAY HIAN  (U.S.) INC.
592 FIFTH AVENUE, 6TH FLOOR, NEW YORK, NY 10036
Mailing Address: 592 FIFTH AVENUE, 6TH FLOOR, NEW YORK, NY 10036

UPDATA SECURITIES, INC.
125 HALF MILE ROAD, RED BANK, NJ 07701

UPROMISE INVESTMENTS, INC.
117 KENDRICK STREET, SUITE 200, NEEDHAM, MA 02494

UPRR SECURITIES, LLC
450 SEVENTH AVENUE, SUITE 1300, NEW YORK, NY 10123

UPSTREAM CAPITAL PARTNERS, LP
5215 NORTH O'CONNOR, SUITE 1820, IRVING, TX 75039

UPSTREAM SECURITIES LLC
575 BOYLSTON STREET, 6TH FLOOR, BOSTON, MA 02116-3607

UPTON ADVISORS, LLC
THE CARRIAGE HOUSE, 12 MIDDLE STREET, AMHERST, NH 03031

URCHIN CAPITAL PARTNERS, LLC
655 MONTGOMERY STREET, SUITE 900, SAN FRANCISCO, CA 94111
Mailing Address: 655 MONTGOMERY STREET, SUITE 900, SAN FRANCISCO, CA 94111

US EURO SECURITIES, INC
13661 PERDIDO KEY DRIVE, STE PH1, PERDIDO KEY, FL 32507
Mailing Address: 13661 PERDIDO KEY DRIVE, STE PH1, PERDIDO KEY, FL 32507

USA ADVANCED PLANNERS INC.
55 CAMPAU AVE NW, SUITE 50, GRAND RAPIDS, MI 49503

USA FINANCIAL SECURITIES CORPORATION
6020 EAST FULTON, ADA, MI 49301

USAA FINANCIAL ADVISORS, INC.
9800 FREDERICKSBURG RD., SAN ANTONIO, TX 78288-0227

USAA INVESTMENT MANAGEMENT COMPANY
9800 FREDERICKSBURG ROAD, SAN ANTONIO, TX 78288-0227

USBX ADVISORY SERVICES, LLC
2425 OLYMPIC BLVD., SUITE 500 EAST, SANTA MONICA, CA 90404
Mailing Address: 2425 OLYMPIC BLVD., SUITE 500 EAST, SANTA MONICA, CA 90404

USF SECURITIES, L.P.
ONE SUGAR CREEK CENTER BLVD., SUITE 1075, SUGAR LAND, TX 77478

USI SECURITIES, INC.
95 GLASTONBURY BLVD., GLASTONBURY, CT 06033
Mailing Address: PO BOX 6505, 95 GLASTONBURY BLVD., GLASTONBURY, CT 06033

USP SECURITIES CORPORATION
15305 DALLAS PARKWAY, SUITE 1600, ADDISON, TX 75001

UST SECURITIES CORP.
499 WASHINGTON BOULEVARD, JERSEY CITY, NJ 07310
Mailing Address: 499 WASHINGTON BLVD. - SUITE 3320, JERSEY CITY, NJ 07310

UTENDAHL CAPITAL GROUP, LLC
30 BROAD STREET, 21ST FLOOR, NEW YORK, NY 10004
Mailing Address: 30 BROAD STREET,, 21ST FLOOR, NEW YORK, NY 10004

UTENDAHL CAPITAL PARTNERS, L.P.
30 BROAD STREET, 21ST FLOOR, NEW YORK, NY 10004

UVEST FINANCIAL SERVICES GROUP, INC.
200 S. COLLEGE ST., 21ST FLOOR, CHARLOTTE, NC 28202
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