NASD Members S - Page 2

SECURITIES MANAGEMENT & RESEARCH, INC.
2450 SOUTH SHORE BOULEVARD SUITE 400, LEAGUE CITY, TX 77573
Mailing Address: P.O. BOX 58969, HOUSTON, TX 77258-8969

SECURITIES RESEARCH, INC.
3055 CARDINAL DRIVE, SUITE 104, VERO BEACH, FL 32963

SECURITIES SERVICE NETWORK, INC.
10207 TECHNOLOGY DRIVE, SUITE ONE, KNOXVILLE, TN 37932
Mailing Address: POST OFFICE BOX 30977, KNOXVILLE, TN 37930

SECURITIES TRADING, INC.
5968 ORCHARD DRIVE, CINCINNATI, OH 45230
Mailing Address: POB 30360, CINCINNATI, OH 45230-0360

SECURITY CAPITAL BROKERAGE, INC.
539 GRAMERCY DRIVE, MARIETTA, GA 30068

SECURITY CHURCH FINANCE, INC.
14615 BENFER ROAD, HOUSTON, TX 77069

SECURITY DEALERS GUILD, INC.
303 SOUTH BROADWAY, TARRYTOWN, NY 10591

SECURITY DISTRIBUTORS, INC.
ONE SECURITY BENEFIT PLACE, TOPEKA, KS 66636-0001
Mailing Address: ONE SECURITY BENEFIT PLACE, TOPEKA, KS 66636

SECURITY RESEARCH ASSOCIATES, INC.
80 E. SIR FRANCIS DRAKE BLVD - #3F, LARKSPUR, CA 94939-1709

SECURITY RESEARCH COMPANY OF NEW YORK
192 EAST BAY STREET, CHARLESTON, SC 29413-2103
Mailing Address: P O BOX 22103, CHARLESTON, SC 29413-2103

SEGERDAHL & COMPANY, INC.
250 EAST WISCONSIN AVENUE, SUITE 800, MILWAUKEE, WI 53202
Mailing Address: 250 EAST WISCONSIN AVENUE, SUITE 800, MILWAUKEE, WI 53202

SEI INVESTMENTS DISTRIBUTION CO.
ONE FREEDOM VALLEY DRIVE, OAKS, PA 19456

SEIDEL & SHAW LLC
40 EXCHANGE PLACE, NEW YORK, NY 10005

SEIDMAN PRIVATE SECURITIES LLC
520 KIRKLAND WAY, SUITE #300, KIRKLAND, WA 98033
Mailing Address: P.O. BOX 699, KIRKLAND, WA 98083-0699

SELIGMAN ADVISORS, INC.
100 PARK AVENUE, NEW YORK, NY 10017-5516

SELIGMAN SERVICES, INC.
100 PARK AVENUE, NEW YORK, NY 10017

SELKIRK INVESTMENTS, INC.
222 N WALL ST., SUITE 310, SPOKANE, WA 99201-0831

SEMAPHORE CORPORATE FINANCE, INC.
841 ROCKRIMMON ROAD, STAMFORD, CT 06903-1215

SEMAZA SECURITIES, LLC
5 INDEPENDENCE WAY, SUITE 300, PRINCETON, NJ 08540

SENATE SECURITIES
253 WALL STREET, KINGSTON, NY 12401
Mailing Address: 253 WALL STREET, P.O. BOX 3576, KINGSTON, NY 12402

SENTINEL BROKERS COMPANY, INC.
1045A PARK BLVD-SUITE 1, MASSAPEQUA PARK, NY 11762

SENTINEL FINANCIAL SERVICES COMPANY
ONE NATIONAL LIFE DRIVE, MONTPELIER, VT 05604
Mailing Address: P.O. BOX 1499, MONTPELIER, VT 05601-1499

SENTINEL SECURITIES, INC.
601 EDGEWATER DRIVE, SUITE 250, WAKEFIELD, MA 01880

SENTRY EQUITY SERVICES, INC.
1800 NORTH POINT DRIVE, STEVENS POINT, WI 54481

SENVEST INTERNATIONAL L.L.C.
110 EAST 55TH STREET 16TH FLOOR, NEW YORK, NY 10022

SEQUENCE INVESTMENT PARTNERS, LLC
192 EAST BAY STREET, SUITE 300, CHARLESTON, SC 29401

SEQUOIA EQUITIES SECURITIES CORPORATION
1777 BOTELHO DRIVE, SUITE 300, WALNUT CREEK, CA 94596

SEQUOIA INVESTMENTS, INC.
5850 PLANTATION DRIVE, ROSWELL, GA 30075

SESLIA SECURITIES
7A CRYSTAL GADE, CHARLOTTE AMALIE, ST THOMAS, VIRGIN ISLANDS, 00802 US VI
Mailing Address: 281 LOCUST ST, PHILADELPHIA, PA 19106

SETHI FINANCIAL INVESTMENTS, INC.
2600 AVE. K, PLANO, TX 75074

SETON SECURITIES GROUP, INC.
1400 UNION AVE., N/A, UNION BEACH, NJ 07735
Mailing Address: 1400 UNION AVE., UNION BEACH, NJ 07735

SEVEN HILLS PARTNERS LLC
88 KEARNY STREET, 5TH FLOOR, SAN FRANCISCO, CA 94108-5530

SEVILLE CAPITAL, INC.
300 MONTVUE ROAD, SUITE C, KNOXVILLE, TN 37919-9926

SEWARD CAPITAL PARTNERS
383 GRAND ST, 1404M, NEW YORK, NY 10002-3943

SEWARD, GROVES, RICHARD & WELLS, INC.
479 STATE HIGHWAY NO. 17, MAHWAH, NJ 07430

SEYMOUR CHAPNICK
166-25 POWELLS COVE BLVD, BEECHHURST, NY 11357

SF INVESTMENTS, INC.
799 CENTRAL AVE. SUITE 350, HIGHLAND PARK, IL 60035
Mailing Address: 799 CENTRAL AVE, HIGHLAND PARK, IL 60035

SFG SECURITIES, INC.
608 FIFTH AVENUE, SUITE 309, NEW YORK, NY 10020
Mailing Address: 57 FAWN HILL ROAD, UPPER SADDLE RIVER, NJ 07458

SFL SECURITIES, LLC
437 MADISON AVENUE, NEW YORK, NY 10022

SFRI SECURITIES LLC
242 CALIFORNIA STREET, SAN FRANCISCO, CA 94111

SG AMERICAS SECURITIES, LLC
1221 AVENUE OF THE AMERICAS, NEW YORK, NY 10020

SG REAL ESTATE SECURITIES LLC
712 FIFTH AVENUE, SUITE 1401, NEW YORK, NY 10019

SGC SECURITIES LP
107 FORREST AVENUE, STE. 11, NARBERTH, PA 19072

SGI, LLC
111 BROADWAY, 12TH FLOOR, NEW YORK, NY 10006

SHARE FINANCIAL SERVICES, INC.
15770 DALLAS PARKWAY, SUITE 860, DALLAS, TX 75248

SHAREBUILDER SECURITIES CORPORATION
1445 - 120TH AVE. NE, BELLEVUE, WA 98005

SHAREHOLDERS SERVICE GROUP, INC.
9845 ERMA ROAD STE 312, SAN DIEGO, CA 92131

SHAREMASTER
8747 DUVAL LANE, HEMET, CA 92545
Mailing Address: P.O. BOX 3777, HEMET, CA 92545

SHARPE 4 SECURITIES, LLC
450 SANSOME STREET, 16TH FLOOR, SAN FRANCISCO, CA 94111

SHASTA PARTNERS, LLC
235 BEAR HILL ROAD, SUITE 307, WALTHAM, MA 02451

SHATTUCK HAMMOND PARTNERS LLC
630 FIFTH AVENUE - 29TH FLOOR, NEW YORK, NY 10111

SHAY FINANCIAL SERVICES, INC.
1000 BRICKELL AVE, SUITE 500, MIAMI, FL 33131

SHD HOLDINGS LLC
5907 LONG CT., AUSTIN, TX 78730

SHEARMAN, RALSTON INC.
17 BATTERY PLACE-STE. 604, NEW YORK, NY 10004

SHELBOURNE SECURITIES, LLC
319 LITTLETON ROAD, SUITE 201, WESTFORD, MA 01886
Mailing Address: 319 LITTETON ROAD, SUITE 201, WESTFORD, MA 01886

SHELBY CULLOM DAVIS & CO., L.P.
609 5TH AVENUE, NEW YORK, NY 10017-1021

SHELTER BAY SECURITIES, LLC
27 TOM HARVEY ROAD, WESTERLY, RI 02891

SHELYN SECURITIES CORP
12250 ROCKVILLE PIKE, STE. 200, ROCKVILLE, MD 20852

SHEPARD & VRBANAC SECURITIES, INC.
UNITED COMMERCE CENTER, ONE SOUTH MAIN ST. , 2ND FLOOR, AKRON, OH 44308
Mailing Address: UNITED COMMERCE CENTER, ONE SOUTH MAIN ST, 2ND FLOOR, AKRON, OH 44308

SHIELDS & COMPANY
140 BROADWAY, NEW YORK, NY 10005-1101

SHIELDS SECURITIES, INC.
890 WINTER STREET, SUITE 160, WALTHAM, MA 02451

SHIN HAN GLOBAL SECURITIES
3450 WILSHIRE BOULEVARD, SUITE 400, LOS ANGELES, CA 90010

SHINKO SECURITIES (U.S.A.) INC.
10 EAST 40TH STREET 20TH FL., NEW YORK, NY 10016

SHORELINE PACIFIC, LLC
655 MONTGOMERY STREET, SUITE 1010, SAN FRANCISCO, CA 94111
Mailing Address: 655 MONTGOMERY STREET, SUITE 1010, SAN FRANCISCO, CA 94111

SHORELINE TRADING GROUP LLC
2301 ROSECRANS AVE, SUITE 4195, EL SEGUNDO, CA 90245

SHORT HILLS CAPITAL LLC
251 E. 51ST ST.; STE 9C, NEW YORK, NY 10022

SHP SECURITIES, LLC
4275 EXECUTIVE SQUARE, SUITE 1000, LA JOLLA, CA 92037

SHUFRO, ROSE & CO., LLC
745 FIFTH AVENUE, SUITE 2600, NEW YORK, NY 10151-2600
Mailing Address: 745 FIFTH AVENUE, 26TH FLOOR, NEW YORK, NY 10151-2600

SHUKLA FINANCIAL SERVICES, INC.
3 KELSEY AVENUE, WEST PATERSON, NJ 07424-2728

SIA SECURITIES CORPORATION
3300 IDS CENTER, 80 S. 8TH STREET, MINNEAPOLIS, MN 55402

SICOR SECURITIES INC
6500 POE AVENUE, SUITE 105, DAYTON, OH 45414-2556

SIDAC AND COMPANY, INC.
4582 SO. ULSTER STREET PARKWAY, SUITE 1200, DENVER, CO 80237

SIDOTI & COMPANY, LLC
317 MADISON AVENUE SUITE 1400, NEW YORK, NY 10017

SIEBERT, BRANDFORD, SHANK & CO., L.L.C.
1999 HARRISON ST, SUITE 2720, OAKLAND, CA 94612

SIERRA EQUITY GROUP LTD.
7700 CONGRESS AVENUE #3207, BOCA RATON, FL 33487
Mailing Address: 7700 CONGRESS AVE #3207, BOCA RATON, FL 33487

SIG SECURITIES, L.L.C.
14785 PRESTON ROAD, STE. 1000, DALLAS, TX 75254

SIGMA FINANCIAL CORPORATION
4261 PARK ROAD, ANN ARBOR, MI 48103-9508

SIGNAL HILL CAPITAL GROUP LLC
300 E. LOMBARD STREET, SUITE 1700, BALTIMORE, MD 21202-3243

SIGNAL SECURITIES, INC.
700 THROCKMORTON STREET, FORT WORTH, TX 76102-5036

SIGNATOR INVESTORS, INC.
197 CLARENDON STREET (C-8-11), BOSTON, MA 02116
Mailing Address: 197 CLARENDON STREET (C-8), BOSTON, MA 02116

SIGNATURE CAPITAL SECURITIES LLC
100 COMMERCIAL STREET, SUITE 410, PORTLAND, ME 04101

SIGNATURE FINANCIAL GROUP, INC.
2601 AIRPORT DR.  #290, TORRANCE, CA 90505
Mailing Address: 2601 AIRPORT DR #290, TORRANCE, CA 90505

SIGNATURE SECURITIES
565 FIFTH AVENUE, NEW YORK, NY 10017

SII INVESTMENTS, INC.
5555 GRANDE MARKET DRIVE, APPLETON, WI 54913-8403
Mailing Address: P.O. BOX 5097, APPLETON, WI 54912-5097

SILICON VALLEY SECURITIES, INC.
4880 STEVENS CREEK BLVD #100, SUITE 100, SAN JOSE, CA 95129-1034
Mailing Address: 4880 STEVENS CREEK BLVD. #100, SUITE 100, SAN JOSE, CA 95129-1034

SILVER LEAF PARTNERS, LLC
420 LEXINGTON AVENUE, SUITE 2225, NEW YORK, NY 10170-2200

SILVER PACIFIC ADVISORS, LLC
3800 HOWARD HUGHES PARKWAY, 7TH FLOOR, LAS VEGAS, NV 89109
Mailing Address: 16400 VENTURA BOULEVARD, SUITE 308, ENCINO, CA 91436

SILVER PORTAL CAPITAL LLC
11943 EL CAMINO REAL, SUITE 210, SAN DIEGO, CA 92130

SILVERCREST DISTRIBUTORS LLC
1330 AVENUE OF THE AMERICAS, 38TH FLOOR, NEW YORK, NY 10019

SILVERWOOD PARTNERS
SILVERWOOD FARM PLACE, 32 PLEASANT STREET, SHERBORN, MA 01770

SIMMONS & COMPANY INTERNATIONAL
700 LOUISIANA SUITE 5000, HOUSTON, TX 77002-2753

SIMMONS FIRST INVESTMENT GROUP, INC.
8315 CANTRELL RD, SUITE 200, LITTLE ROCK, AR 72227

SINCERE & CO., LLC
26 ROLLING MEADOW DRIVE, SUITE 200, HOLLISTON, MA 01746-2633
Mailing Address: 26 ROLLING MEADOW DRIVE, #2A, HOLLISTON, MA 01746-2633

SINCLAIR & COMPANY, LLC
30 OLD KINGS HIGHWAY SOUTH, SUITE 250, DARIEN, CT 06820
Mailing Address: P.O. BOX 33, DARIEN, CT 06820-0033

SINGER XENOS SECURITIES, CORP.
800 DOUGLAS ROAD, SUITE 750, CORAL GABLES, FL 33134-3187

SINOPAC FINANCIAL SERVICES (USA) LTD.
18645 E. GALE AVE, STE 230, INDUSTRY, CA 91748

SINOVA CAPITAL, LLC
1700 SEVENTH AVE, SUITE 2100, SEATTLE, WA 98101
Mailing Address: 1700 SEVENTH AVE, SUITE 2154, SEATTLE, WA 98101

SISK INVESTMENT SERVICES, INC.
420 SOUTH FRANKLIN ST, BASTROP, LA 71220
Mailing Address: P.O. BOX 1528, BASTROP, LA 71221-1528

SISUNG SECURITIES CORPORATION
WORLD TRADE CENTER, 2 CANAL ST., STE. 2440, NEW ORLEANS, LA 70130-1502

SJ CAPITAL, INC.
601 CALIFORNIA STREET - SUITE 1300, SAN FRANCISCO, CA 94108
Mailing Address: 601 CALIFORNIA STREET, SUITE 1300, SAN FRANCISCO, CA 94108

SKA SECURITIES, INC.
22725 FAIRVIEW CENTER DRIVE, SUITE 100, FAIRVIEW PARK, OH 44126

SKANDIA SECURITIES AMERICAS, INC.
TWO CORPORATE DRIVE, SHELTON, CT 06484
Mailing Address: SUITE 144, SHELTON, CT 06484

SKARVEN ADVISORS LLC
2 WHALERS BLUFF, NEWPORT COAST, CA 92657

SKB SECURITIES
1211 SW FIFTH AVE., #2600, PORTLAND, OR 97204

SKY CAPITAL LLC
110 WALL STREET, 8TH FLOOR, NEW YORK, NY 10005

SKYEBANC, INC.
1151 BROAD STREET, SUITE 115, SHREWSBURY, NJ 07702

SKYWAY ADVISORS, LLC
100 NORTH TAMPA STREET, SUITE 3550, TAMPA, FL 33602

SKYWORKS SECURITIES, LLC
283 GREENWICH AVENUE, 4TH FLOOR, GREENWICH, CT 06830

SL DISTRIBUTORS, INC.
12770 MERIT DRIVE, SUITE 600, DALLAS, TX 75251-1209

SLATER FINANCIAL CORPORATION
6219 S. W. 93RD AVE., GAINSVILLE, FL 32608
Mailing Address: 5745 SW 75TH STREET #293, GAINSVILLE, FL 32608

SLAVIC INVESTMENT CORPORATION
1075 BROKEN SOUND PARKWAY NW, SUITE 100, BOCA RATON, FL 33487-3540

SLOAN SECURITIES CORP.
TWO EXECUTIVE DRIVE, FORT LEE, NJ 07024-3308

SLUSSER ASSOCIATES INC.
153 EAST 53RD STREET, SUITE 5100, NEW YORK, NY 10022

SMBC SECURITIES, INC.
277 PARK AVENUE FIFTH FLOOR, NEW YORK, NY 10172
Mailing Address: 277 PARK AVENUE 5TH FLOOR, NEW YORK, NY 10172

SMC FINANCIAL, INC.
4000 W. 114TH STREET, SUITE 160, LEAWOOD, KS 66211
Mailing Address: 4000 W 114TH STREET, SUITE 160, LEAWOOD, KS 66211

SMF TRADING, INC.
32 OLD SLIP, 11TH FLOOR, NEW YORK, NY 10005

SMITH ASSET MANAGEMENT, INC.
111 BROADWAY, SUITE 805, NEW YORK, NY 10006

SMITH HAYES FINANCIAL SERVICES CORPORATION
200 CENTRE TERRACE, 1225 L STREET, LINCOLN, NE 68508-2129
Mailing Address: P.O. BOX 83000, LINCOLN, NE 68501-3000

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