NASD Members C - Page 2

CARLIN EQUITIES, LLC
666 THIRD AVENUE, 8TH FLOOR, NEW YORK, NY 10017

CARMICHAEL SECURITIES COMPANY L.L.C.
1507 W PARKSIDE LANE, PHOENIX, AZ 85027

CARNEGIE, INC.
20 WEST 55TH STREET, NEW YORK, NY 10019-5373

CARNES CAPITAL CORPORATION
8889 PELICAN BAY BOULEVARD, SUITE 500, NAPLES, FL 34108-7512

CAROLINA CAPITAL MARKETS, INC.
400 MEADOWMONT VILLAGE CIR., SUITE 429, CHAPEL HILL, NC 27517

CAROLINA FINANCIAL SECURITIES, LLC
185 WEST MAIN STREET, BREVARD, NC 28712
Mailing Address: PO BOX 1076, BREVARD, NC 28712

CAROLINA SECURITIES, INC.
1225 CRESCENT GREEN, SUITE 220, CARY, NC 27511
Mailing Address: 1225 CRESCENT GREEN, SUITE 106, CARY, NC 27511

CAROLINAS INVESTMENT CONSULTING LLC
5605 CARNEGIE BOULEVARD - SUITE 400, CHARLOTTE, NC 28209

CARR SECURITIES CORPORATION
14 VANDERVENTER AVENUE, SUITE 210, PORT WASHINGTON, NY 11050
Mailing Address: 14 VANDERVENTER AVENUE, PORT WASHINGTON, NY 11050

CARREDEN GROUP, INC.
14 WEST 49TH STREET, 1 ROCKEFELLER PLAZA, NEW YORK, NY 10020

CARRINGTON INVESTMENT SERVICES, LLC
7 GREENWICH OFFICE PARK, 599 W. PUTNAM AVE., GREENWICH, CT 06830

CARTER CAPITAL CORPORATION
167 OLD POST ROAD, SOUTHPORT, CT 06490

CARTER SECURITIES, LLC
767 THIRD AVENUE, 27TH FLOOR, NEW YORK, NY 10017

CARTER, TERRY & COMPANY, INC.
3060 PEACHTREE ROAD SUITE 1400, ATLANTA, GA 30305

CARTHAGE GROUP INC.
196 EAST MAIN STREET, HUNTINGTON, NY 11743
Mailing Address: P.O. BOX 523, HUNTINGTON, NY 11743

CARTY & COMPANY, INC.
6263 POPLAR AVENUE, SUITE 800, MEMPHIS, TN 38119
Mailing Address: P.O. BOX 17527, MEMPHIS, TN 38187-0527

CARUSO FINANCIAL SERVICES INC.
20 ABBY LANE, ROCHESTER, NY 14606

CARVER CROSS SECURITIES CORP.
10 ROCKEFELLER PLAZA, SUITE 1405, NEW YORK, NY 10020

CARY STREET PARTNERS LLC
1210 EAST CARY STREET, SUITE 300, RICHMOND, VA 23219

CASCADE FINANCIAL MANAGEMENT, INC.
1512 LARIMER STREET, SUITE 250, DENVER, CO 80202

CASCADE INVESTMENT GROUP, INC.
90 S. CASCADE AVENUE, SUITE 1250, COLORADO SPRINGS, CO 80903

CASCADIA CAPITAL, LLC
701 FIFTH AVENUE, SUITE 2600, SEATTLE, WA 98104

CASEY PROFESSIONAL SERVICES, LLC
220 MONTGOMERY STREET, SUITE 462, SAN FRANCISCO, CA 94104

CASGRAIN & COMPANY (USA) LIMITED
1200 MCGILL COLLEGE AVENUE, 21ST FLOOR, MONTREAL QUEBEC, H3B 4G7 CANADA
Mailing Address: 1200 MCGILL COLLEGE AVENUE, 21ST FLOOR, MONTREAL, QUEBEC, H3B 4G7 CANADA

CASIMIR CAPITAL L.P.
489 FIFTH AVENUE, 2ND FLOOR, NEW YORK, NY 10017

CASTLE CREEK FINANCIAL LLC
6051 EL TORDO, RANCHO SANTA FE, CA 92067
Mailing Address: P.O. BOX 1329, RANCHO SANTA FE, CA 92067

CASTLEBRIDGE RISK SOLUTIONS, INC.
2248 N. BURLING, CHICAGO, IL 60614

CASTLEOAK SECURITIES, LP
111 EAST 58TH STREET, NEW YORK, NY 10022
Mailing Address: 111 EAST 58TH STREET, NEW YORK, NY 10022

CASTLEWOOD SECURITIES, L.L.C.
111 WEST JACKSON BLVD, 20TH  FLOOR, CHICAGO, IL 60604

CASTOR POLLUX SECURITIES, LLC
229 SOUTH STREET, MEDFIELD, MA 02052

CATALYST FINANCIAL
100 MILL PLAIN ROAD, 3RD FLOOR, DANBURY, CT 06811

CATAPULT ADVISORS LLC
ONE RINCON CENTER, 101 SPEAR STREET, SUITE 222, SAN FRANCISCO, CA 94105

CATHAY FINANCIAL INC
777 THIRD AVENUE, 30TH FLOOR, NEW YORK, NY 10017

CATHAY SECURITIES, INC.
202 CANAL ST, SUITE 403, NEW YORK, NY 10013

CATHOLIC FINANCIAL SERVICES CORPORATION
1100 WEST WELLS STREET, MILWAUKEE, WI 53233

CATO CAPITAL, LLC
31 WOODLAND STREET 11-C, HARTFORD, CT 06105

CAYMUS SECURITIES LLC
3475 LENOX ROAD, SUITE 650, ATLANTA, GA 30326

CAZENAVE AND CO., INC.
ONE EMBARCADERO CENTER, SUITE 500, PMB# 5160, SAN FRANCISCO, CA 94111

CAZENOVE INCORPORATED
640 FIFTH AVENUE, NEW YORK, NY 10019

CB REALTY SALES, INC.
5402 EAST LINCOLN DRIVE, SCOTTSDALE, AZ 85253
Mailing Address: 5402 EAST LINCOLN DRIVE ATTN: JUNE MAZZA, SCOTTSDALE, AZ 85253

CBA SECURITIES LLC
695 E. MAIN STREET, STAMFORD, CT 06901

CBIS FINANCIAL SERVICES, INC.
1200 JORIE BLVD, SUITE 210, OAK BROOK, IL 60523-2262

CBIZ FINANCIAL SOLUTIONS, INC.
44 BALTIMORE STREET, CUMBERLAND, MD 21502

CBRE CAPITAL CORPORATION
2001 ROSS AVENUE, SUITE 3400, DALLAS, TX 75201

CCG SECURITIES, LLC
120 EAST DE LA GUERRA STREET, SANTA BARBARA, CA 93101

CCM EQUITIES, LLC
200 S. WACKER DRIVE-SUITE 3325, CHICAGO, IL 60606
Mailing Address: 200 S. WACKER DRIVE, SUITE 3325, CHICAGO, IL 60606

CCO INVESTMENT SERVICES CORP.
53 STATE STREET, 7TH FLOOR, BOSTON, MA 02109

CDK FINANCIAL SERVICES, LLC
405 PARK AVENUE, 11TH FLOOR, NEW YORK, NY 10022
Mailing Address: 405 PARK AVENUE, 11TH FLOOR, NEW YORK, NY 10022

CE CAPITAL ADVISORS, INC.
313 BOSTON POST RD., WEST SUITE 210, MARLBOROUGH, MA 01752

CEA MEDIA GROUP, LLC
101 EAST KENNEDY BOULEVARD; SUITE 3300, TAMPA, FL 33602

CEDAR CREEK SECURITIES, INC.
W63 N543 HANOVER AVENUE, CEDARBURG, WI 53012

CENATAR ADVISORY GROUP, L.L.C.
17026 CYPRESS ROSEHILL, CYPRESS, TX 77429
Mailing Address: P.O. BOX 1117, CYPRESS, TX 77410-1117

CENTARA CAPITAL SECURITIES, INC.
8880 RIO SAN DIEGO, 4TH FLOOR, SAN DIEGO, CA 92108

CENTAURUS FINANCIAL, INC.
333 CITY BLVD WEST, SUITE #2010, ORANGE, CA 92868

CENTENIUM ADVISORS, LLC
52 VANDERBILT AVENUE, 15TH FLOOR, NEW YORK, NY 10017

CENTENNIAL ASSET MANAGEMENT CORPORATION
6803 SOUTH TUCSON WAY, CENTENNIAL, CO 80112

CENTENNIAL LAKES CAPITAL, LLC
7701 FRANCE AVENUE SOUTH, SUITE 500, EDINA, MN 55435
Mailing Address: 7701 FRANCE AVE. S., SUITE 500, EDINA, MN 55435

CENTENNIAL SECURITIES COMPANY, LLC
3075 CHARLEVOIX DRIVE SE, GRAND RAPIDS, MI 49516-6217
Mailing Address: P.O. BOX 6217, GRAND RAPIDS, MI 49516-6217

CENTERPOINT M&A ADVISORS
21550 OXNARD STREET, SUITE 960, WOODLAND HILLS, CA 91367

CENTERPRISE CAPITAL, LLC
30 SOUTH WACKER DRIVE, SUITE 2850, CHICAGO, IL 60606

CENTERVIEW PARTNERS LLC
640 FIFTH AVENUE, 19TH FLOOR, NEW YORK, NY 10019

CENTRAL SECURITIES, LLC
9090 DEADMAN HILL ROAD, CASHMERE, WA 98815

CENTRE CAPITAL ADVISORS, LLC
10 ELSKIP LANE, GREENWICH, CT 06831

CENTREINVEST, INC.
140 BROADWAY, 46TH FLOOR, NEW YORK, NY 10005

CENTURION INSTITUTIONAL SERVICES, INC.
365 SOUTH RANCHO SANTA FE ROAD, 3RD FLOOR, SAN MARCOS, CA 92078

CENTURION SECURITIES CORPORATION
319 LAFAYETTE ST., WASHINGTON, MO 63090

CENTURY PACIFIC SECURITIES, INC.
720 THIRD AVENUE, SUITE #1612, SEATTLE, WA 98104

CENTURY SECURITIES ASSOCIATES, INC.
ONE FINANCIAL PLAZA 501 NORTH BROADWAY, ST. LOUIS, MO 63102

CEROS BROKER SERVICE, INC.
17 MONSIGNOR OBRIEN HWY, E. CAMBRIDGE, MA 02141
Mailing Address: 17 MONSIGNOR O'BRIEN HWY, CAMBRIDGE, MA 02141

CERT DIRECT SECURITIES INC.
575 LEXINGTON AVENUE SUITE 400, NEW YORK, NY 10022

CERTIGROUP, INC
8302 GULF OF MEXICO BLVD, MARATHON, FL 33050
Mailing Address: 8302 GULF OF MEXICO BLVD., MARATHON, FL 33050

CF GLOBAL TRADING, LLC
101 MERRITT 7, 5TH FLOOR, NORWALK, CT 06851

CFC EQUITIES, LLC
2 BAY CLUB DRIVE APT 4LE, BAYSIDE, NY 11360
Mailing Address: 2 BAY CLUB DRIVE - APT 4LE, BAYSIDE, NY 11360

CFD INVESTMENTS, INC.
2704 S GOYER RD, KOKOMO, IN 46902
Mailing Address: P.O. BOX 2244, KOKOMO, IN 46904-2244

CFG FINANCIAL ASSOCIATES, INC.
11140 ROCKVILLE PIKE - 4TH FLOOR, ROCKVILLE, MD 20852
Mailing Address: 11140 ROCKVILLE PIKE, SUITE 400, ROCKVILLE, MD 20852

CFM SECURITIES, INC.
2725 ROCKY MOUNTAIN AVENUE, SUITE 320, LOVELAND, CO 80538

CFS SECURITIES, INC.
3190 WHITNEY AVENUE BUILDING 6, HAMDEN, CT 06518

CFT SECURITIES.LLC
379 THORNALL STREET, 6TH FLOOR, EDISON, NJ 08837

CG BROKERAGE L.L.C.
1111 DEMING WAY, SUITE 100, MADISON, WI 53717

CG COMPASS (USA) LLC
126 EAST 56TH ST., 19TH FLOOR, NEW YORK, NY 10022
Mailing Address: 126 EAST 56TH STREET, 19TH FLR., NEW YORK, NY 10022

CHACONIA FINANCIAL SERVICES, INC.
C/O TRINIDAD AND TOBAGO UNIT TRUST CORPORATION, UTC FINANCIAL CENTRE, 82 INDEPENDENCE SQUARE, PORT OF SPAIN, 00000 TRINIDAD

CHADBOURN SECURITIES, INC.
1050 RIVERSIDE AVENUE, JACKSONVILLE, FL 32204

CHADWICK SECURITIES, INC.
1845 WALNUT STREET, 10TH FLOOR, PHILADELPHIA, PA 19103

CHAIN BRIDGE SECURITIES, INC.
9302 LEE HIGHWAY,, SUITE 300, FAIRFAX, VA 22031

CHALLENGER CAPITAL GROUP, LTD.
3100 TRAMMELL CROW CENTER, 2001 ROSS AVENUE, DALLAS, TX 75201
Mailing Address: 3100 TRAMMELL CROW CENTER, 2001 ROSS AVENUE, LB 140, DALLAS, TX 75201

CHAMPAIGN INVESTMENT COMPANY
6400 PERIMETER DRIVE, DUBLIN, OH 43016

CHAMPION CAPITAL CORPORATION
101 TIMBERLACHEN CIRCLE STE. 202, LAKE MARY, FL 32746
Mailing Address: P.O. BOX 952259, LAKE MARY, FL 32795

CHAMPION SECURITIES COMPANY L.L.C.
#3 FIFTH AVENUE, SAN FRANCISCO, CA 94118

CHAMPLAIN ADVISORS, LLC
820 NORTH STREET, GREENWICH, CT 06831

CHANNEL CAPITAL GROUP LLC
420 LEXINGTON AVE, SUITE 2510, NEW YORK, NY 10170
Mailing Address: 420 LEXINGTON AVE., SUITE 2510, NEW YORK, NY 10170

CHAPDELAINE & CO.
1 SEAPORT PLAZA 199 WATER STREET, NEW YORK, NY 10038

CHAPDELAINE CORPORATE SECURITIES & CO
ONE SEAPORT PLAZA, NEW YORK, NY 10038

CHAPIN, DAVIS
2 VILLAGE SQUARE, SUITE 200, BALTIMORE, MD 21210

CHARDAN CAPITAL MARKETS LLC
17 STATE STREET, SUITE 1600, NEW YORK, NY 10004

CHARLES JORDAN & CO., LLC
555 MADISON AVENUE, 17TH FLOOR, NEW YORK, NY 10022

CHARLES MORGAN SECURITIES, INC.
120 WALL STREET, 16TH FLOOR, NEW YORK, NY 10005

CHARLES RIVER BROKERAGE, LLC
7 NEW ENGLAND EXECUTIVE PARK, 2ND FLOOR, BURLINGTON, MA 01803-5010

CHARLES SCHWAB & CO., INC.
101 MONTGOMERY STREET, SAN FRANCISCO, CA 94104
Mailing Address: 120 KEARNY STREET, MS:SF120KNY-12-345, SAN FRANCISCO, CA 94104

CHARLES STREET SECURITIES, INC.
1 WILTON CRESCENT, LONDON, SW1X 8RN UNITED KINGDOM

CHARLES W. PACE SECURITIES GROUP, INC.
4021 BRYN MAWR, DALLAS, TX 75225

CHARTER CAPITAL MANAGEMENT, INC.
ONE HONEY CREEK CORPORATE CENTER, 125 SOUTH 84TH STREET, SUITE 140, MILWAUKEE, WI 53214

CHARTER NEW ENGLAND AGENCY, INC.
90 NORTH MAIN STREET, CONCORD, NH 03301

CHARTER OAK ASSET MANAGEMENT, INC.
1520 HIGHLAND AVENUE, CHESHIRE, CT 06410-1276

CHARTWELL ADVISORS, LLC
888 SEVENTH AVENUE-40TH FLOOR, NEW YORK, NY 10019

CHARTWORTH CAPITAL LLC
155 FLEET STREET, PORTSMOUTH, NH 03801

CHASE INVESTMENT SERVICES CORP.
300 SOUTH RIVERSIDE PLAZA, 19TH FLOOR, CHICAGO, IL 60606
Mailing Address: 1 CHASE MANHATTAN PLAZA, FLOOR 26, NEW YORK, NY 10005

CHATSWORTH SECURITIES, LLC
95 EAST PUTNAM AVENUE, GREENWICH, CT 06830

CHAUNER SECURITIES, INC.
500 SKOKIE BLVD.-SUITE 525, NORTHBROOK, IL 60062-2830

CHEEVERS & COMPANY INC.
440 S.LASALLE, SUITE 415, CHICAGO, IL 60605
Mailing Address: 440 S. LASALLE, CHICAGO, IL 60605

CHEEVERS, HAND & ANGELINE, INC.
101 WASHINGTON AVENUE, ENDICOTT, NY 13760

CHELSEA FINANCIAL SERVICES
880 ANNADALE ROAD, STATEN ISLAND, NY 10312

CHERRY TREE SECURITIES, LLC
301 CARLSON PARKWAY, SUITE103, MINNETONKA, MN 55305
Mailing Address: 301 CARLSON PARKWAY, SUITE 103, MINNETONKA, MN 55305

CHESSIECAP SECURITIES, INC.
4550 MONTGOMERY AVENUE, 500 NORTH TOWER, BETHESDA, MD 20814

CHESTER HARRIS & COMPANY, INCORPORATED
222 MAMARONECK AVENUE, WHITE PLAINS, NY 10605-1316
Mailing Address: P.O. BOX 668, WHITE PLAINS, NY 10602

CHESTNUT ENERGY PARTNERS, INC.
5050 QUORUM, SUITE 325, DALLAS, TX 75254

CHESTNUT SECURITIES, INC.
ONE FINANCIAL CENTER, 28TH FLOOR, BOSTON, MA 02111

CHEVAL CAPITAL, INC.
901 N. PITT STREET-110, ALEXANDRIA, VA 22314

CHEVY CHASE FINANCIAL SERVICES
7501 WISCONSIN AVENUE, BETHESDA, MD 20814

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