California Securities Arbitration & Stockbroker Fraud Resources

Shepherd Smith Edwards & Kantas LTD LLP is composed of a team of attorneys, consultants and others with past experience in the securities industry. The firm has represented thousands of investors nationwide over the past decade in arbitration proceedings to recover their losses, including residents of Alabama.  Claims against securities brokers and other financial advisers are decided in arbitration through the Financial Industry Regulatory Authority (FINRA). Whether an investor resides in Los Angeles, San Francisco, Sacramento, San Diego, Bakersfield, Fresno, San Jose, Santa Clara, Stockton, Palm Springs or another city in California, his or her claim usually cannot be filed in court in California and must instead be filed through the FINRA's Arbitration Division.  Statistics demonstrate that investors are far more likely to recover their losses if they are represented by a lawyer experienced in securities arbitration.

Don't let broker misconduct go unpunished.  Contact us as soon as possible for a free consultation!

National Web resources:

California Securities Arbitration & Stockbroker Fraud Resources

Contact Information:

Please do not include any confidential or sensitive information in this form. This form sends information by non-encrypted e-mail which is not secure.

Submitting this form does not create an attorney-client relationship.