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Connecticut Securities Lawyer

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Ansonia Avon

B
Berlin Bethel Bloomfield Branford Bridgeport Bristol Brookfield

C
Canaan Canton Cheshire Clinton Colchester Cos Cob Coventry Cromwell

D
Danbury Danielson Darien Derby

E
East Hampton East Hartford East Haven East Lyme East Windsor Ellington EnfieldEssex

F
Fairfield Farmington

G
Glastonbury Granby Greenwich Groton Guilford

H
Hamden Hartford

J
Jewett City

K
Kent

L
Litchfield

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Madison Manchester Meriden Middlebury Middletown Milford Monroe Mystic

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Naugatuck New Britain New Canaan New Fairfield New Haven New London New Milford Newington Newtown Niantic North Branford North Haven NorwalkNorwich

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Old Greenwich Old Lyme Old Saybrook Orange Oxford

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Pawcatuck Plainfield Plainville Portland Putnam

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Redding Ridgefield Rocky Hill

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Seymour Sharon Shelton Simsbury South Windsor Southbury Southington SouthportStafford Springs Stamford Stonington Storrs Mansfield Stratford Suffield

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Thomaston Tolland Torrington Trumbull

V
Vernon Rockville

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W Hartford Wallingford Waterbury Waterford Watertown West Hartford West Haven Westbrook Weston Westport Wethersfield Willimantic Wilton Winchester Center Windsor Windsor Locks Winsted Wolcott Woodbridge Woodbury
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Broker Misconduct

  • Misrepresentation and Omissions
  • Unsuitability
  • Overconcentration
  • Churning
  • Failure to Execute Trades
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  • Breach of Promise/Contract
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Offices:

Main Office:
1010 Lamar
Suite 900
Houston, TX 77002
Tel. (713) 227-2400
Fax. (713) 227-7215

Los Angeles Office:
Century Park Center
1800 Century Park East, Suite 600
Los Angeles, CA 90067
Tel. (310) 789-5822

San Francisco Office:
One Embarcadero Center
Suite 500
San Francisco, CA 94111
Tel. (415) 623-2002

Alexandria Office:
Old Town Center
211 North Union Street, Suite 100
Alexandria, VA 22314
Tel. (703) 519-1203

New York Office:
Wall Street Center
14 Wall Street, 20th Floor
New York, NY 10005
Tel. (212) 618-1330

Troy Office:
Liberty Center
100 West Big Beaver Rd., Suite 200
Troy, MI 48084
Tel. (248) 526-3319

Chicago Office:
The Merc
30 South Wacker Dr., 22nd Floor
Chicago, IL 60606
Tel. (312) 466-5744


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