NASD Members K

K&Z PARTNERS, LLC
1370 AVENUE OF THE AMERICAS, SUITE 2601, NEW YORK, NY 10019

K-ONE INVESTMENT COMPANY, INC.
230 PARK AVENUE, SUITE 1548, NEW YORK, NY 10169

K. W. CHAMBERS & CO.
7800 FORSYTH, 7TH FLOOR, CLAYTON, MO 63105

K.W. BROWN INVESTMENTS
401 WEST LINTON BLVD SUITE 300, DELRAY BEACH, FL 33444
Mailing Address: 401 WEST LINTON BLVD. SUITE 300, DELRAY BEACH, FL 33444

KA ASSOCIATES, INC.
1800 AVENUE OF THE STARS, SECOND FLOOR, LOS ANGELES, CA 90067

KABRIK TRADING LLC
11 BROADWAY, SUITE 814, NEW YORK, NY 10004
Mailing Address: 11 BROADWAY, SUITE 814, NEW YORK, NY 10004

KADICK, INCORPORATED
244 EAST HIGH STREET, CHARLOTTESVILLE, VA 22902-5178

KAHN BROTHERS & CO. INC.
555 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY 10022-3301

KAHN FINANCIAL SECURITIES, LLC
2660 WEST JARVIS AVENUE, CHICAGO, IL 60645
Mailing Address: P O BOX 1937, EVANSTON, IL 60204-1937

KAIZAN CAPITAL CORP.
2410 CAMINO RAMON, SUITE 175, SAN RAMON, CA 94583

KALIN ASSOCIATES, INC.
6 BIRCHWOOD LANE, KINGS POINT, NY 11024-1719

KALORAMA CAPITAL, LLC
1718 22ND STREET, NW, WASHINGTON, DC 20008

KALOS CAPITAL, INC.
3780 MANSELL RD, STE. 150, ALPHARETTA, GA 30022
Mailing Address: 3780 MANSELL RD. STE. 150, ALPHARETTA, GA 30022

KANE & COMPANY, INC.
10877 WILSHIRE BLVD, SUITE 1404, LOS ANGELES, CA 90024-0098

KANE, MCKENNA CAPITAL, INC.
150 N. WACKER DRIVE-SUITE 1600, CHICAGO, IL 60606

KANSAS CITY BROKERAGE. INC
6320 LAMAR, OVERLAND PARK, KS 66202
Mailing Address: PO BOX 7027, KANSAS CITY, MO 64113

KARVY, INC.
27 CLIFF STREET, NEW YORK, NY 10038

KASHNER DAVIDSON SECURITIES CORPORATION
77 SOUTH PALM AVENUE, SARASOTA, FL 34236-7724

KATALYST SECURITIES LLC
1200 RIVER ROAD - SUITE 1302, CONSHOHOCKEN, PA 19428

KAUFMAN & COMPANY, LLC
101 FEDERAL STREET, NO. 1310, BOSTON, MA 02110

KAUFMAN BROS., L.P.
800 THIRD AVENUE, 25TH FLOOR, NEW YORK, NY 10022

KAUPTHING SECURITIES, INC.
230 PARK AVENUE, SUITE 1528, NEW YORK CITY, NY 10169
Mailing Address: 230 PARK AVENUE, SUITE 1528, NEW YORK, NY 10169

KBC FINANCIAL PRODUCTS USA, INC.
140 EAST 45TH STREET, 42ND FLOOR, NEW YORK, NY 10017

KBD SECURITIES, LLC
16 NEW BROADWAY, SLEEPY HOLLOW, NY 10591

KBS CAPITAL MARKETS GROUP LLC
660 NEWPORT CENTER DRIVE, SUITE 1200, NEWPORT BEACH, CA 92660

KC BROKERAGE SERVICES, LLC
250 NORTH ROCK ROAD, SUITE 150, WICHITA, KS 67206

KCCI, LTD.
80 MAIDEN LANE, SUITE 2201, NEW YORK, NY 10038

KCD FINANCIAL, INC.
3313 S. PACKERLAND DRIVE, SUITE E, DE PERE, WI 54115

KCPAG BROKERAGE LLC
302 E. WALNUT, ROBINSON, IL 62454

KDC MERGER ARBITRAGE FUND, LP
900 THIRD AVENUE SUITE 1000, NEW YORK, NY 10022-4728

KEANE SECURITIES CO., INC.
17 BATTERY PLACE, 11TH FLOOR, NEW YORK, NY 10004

KEATING SECURITIES, LLC
5251 DTC PARKWAY, SUITE 1050, GREENWOOD VILLAGE, CO 80111-2739

KEDEM CAPITAL CORPORATION
534 BROAD HOLLOW ROAD, MELVILLE, NY 11747-2502

KEEFE VENTURES, LLC
375 PARK AVENUE, NEW YORK, NY 10152
Mailing Address: 375 PARK AVENUE, NEW YORK, NY 10152

KEEFE, BRUYETTE & WOODS, INC.
787 7TH AVENUE, NEW YORK, NY 10019
Mailing Address: 787 7TH AVENUE, 4TH FLOOR, NEW YORK, NY 10019

KEELEY INVESTMENT CORP.
401 S. LASALLE ST #1201, CHICAGO, IL 60605

KEENAN SECURITIES
5959 W. CENTURY BLVD, SUITE 566, LOS ANGELES, CA 90045

KELBRA SECURITIES, LLC
2001 COPPER LOOP, SUITE 2, LAS CRUCES, NM 88005

KELLOGG CAPITAL GROUP LLC
55 BROADWAY, NEW YORK, NY 10006

KELLOGG PARTNERS INSTITUTIONAL SERVICES LLC
55 BROADWAY, NEW YORK, NY 10006

KELMOORE INVESTMENT COMPANY, INC.
2465 E. BAYSHORE ROAD, SUITE 300, PALO ALTO, CA 94303-3206

KEMPEN & CO U.S.A., INC.
747 THIRD AVENUE, 22ND FLOOR, NEW YORK, NY 10017
Mailing Address: 747 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY 10017

KENAI INVESTMENTS, INC.
5706 SW 45TH STREET, AMARILLO, TX 79109

KENDRICK PIERCE SECURITIES, INC.
324 S. HYDE PARK AVE., SUITE 202, TAMPA, FL 33606
Mailing Address: 324 S. HYDE PARK AVE., SUITE 202, TAMPA, FL 33606

KENMAR SECURITIES INC.
900 KING STREET, SUITE 100, RYE BROOK, NY 10573

KENNETH, JEROME & CO.,INC.
147 COLUMBIA TPKE, FLORHAM PK, NJ 07932
Mailing Address: P.O. BOX 38, FLORHAM PK, NJ 07932-0038

KENNY SECURITIES CORP.
7711 CARONDELET AVENUE, SUITE 308, ST. LOUIS, MO 63105

KENSINGTON CAPITAL CORP.
4910 13TH AVE., BROOKLYN, NY 11219-3100

KEPLER EQUITIES, INC.
600 LEXINGTON AVENUE, 28TH FLOOR, NEW YORK, NY 10022

KERCHEVILLE & COMPANY, INC.
15750 IH-10 WEST, SAN ANTONIO, TX 78249

KERLIN CAPITAL GROUP LLC
555 S. FLOWER ST., STE. 2750, LOS ANGELES, CA 90071-1602

KERN, SUSLOW SECURITIES, INC.
50 BROAD STREET STE.1600, NEW YORK, NY 10004
Mailing Address: 50 BROAD STREET, NEW YORK, NY 10004

KERSHNER TRADING GROUP, LLC
1825 B KRAMER LANE, SUITE 200, AUSTIN, TX 78758

KESSLER & COMPANY INVESTMENTS, INC.
1200 17TH STREET, SUITE 110, DENVER, CO 80202-5835

KEVIN DANN & PARTNERS, LLC
400 MADISON AVENUE STE. 4A, NEW YORK, NY 10017

KEVIN HART KORNFIELD & COMPANY, INC.
2137 EMBASSY DRIVE STE 105, LANCASTER, PA 17603-2387
Mailing Address: P.O. BOX 6423, LANCASTER, PA 17607-6423

KEY INVESTMENT SERVICES LLC
4900 TIEDEMAN ROAD, BROOKLYN, OH 44144

KEYSTONE CAPITAL CORPORATION
3511 CAMINO DEL RIO SOUTH, SUITE 406, SAN DIEGO, CA 92108

KEYSTONE SECURITIES, LLC
444 288TH AVE, BURLINGTON, WI 53105
Mailing Address: P.O. BOX 220, KANSASVILLE, WI 53139

KGW CAPITAL CORPORATION
5 HAMPTON CLOSE, WESTHAMPTON BEACH, NY 11978

KILDARE CAPITAL
919 CONESTOGA ROAD, SUITE 314, ROSEMONT, PA 19010

KILEY PARTNERS, INC.
13241 OAKMEADE, PALM BEACH GARDENS, FL 33418

KILLARNEY SECURITIES CORPORATION
230 PARK AVENUE SUITE 1152-1154, NEW YORK, NY 10169

KIM ENG SECURITIES U.S.A. INC.
406 EAST 50TH ST., NEW YORK, NY 10022-8002

KIMBALL & CROSS INVESTMENT MANAGEMENT CORP.
50 CONGRESS STREET, SUITE 740, BOSTON, MA 02109

KIMBERLY CAPITAL CORP.
14 GEORGE ROAD, GLEN ROCK, NJ 07452

KIMELMAN & BAIRD, LLC
100 PARK AVENUE, NEW YORK, NY 10017-5516

KINECTA FINANCIAL & INSURANCE SERVICES, LLC
1500 ROSECRANS AVE., SUITE 202, MANHATTAN BEACH, CA 90266
Mailing Address: 1440 ROSECRANS AVE., MAIL STOP 38, MANHATTAN BEACH, CA 90266

KINETICS FUNDS DISTRIBUTOR, INC.
16 NEW BROADWAY, SLEEPY HOLLOW, NY 10591
Mailing Address: 16 NEW BROADWAY, SLEEPY HOLLOW, NY 10591

KING FINANCIAL SERVICES, INC.
110 FIELDCREST AVE, EDISON, NJ 08818

KINGSBRIDGE CAPITAL CORP.
12407 RIDGE RD, KING GEORGE, VA 22485

KINGSDALE CAPITAL MARKETS (USA) INC.
130 KING STREET WEST, SUITE 2950, TORONTO, ONTARIO, M5X 1C7 CANADA
Mailing Address: 1040 FIRST AVE., #320, NEW YORK, NY 10022

KINGSIDE PARTNERS, LLC
845 THIRD AVENUE, 6TH FLOOR; SUITE 675, NEW YORK, NY 10022

KINSELL, NEWCOMB & DE DIOS, INC
462 STEVENS AVENUE,STE. 308, SOLANA BEACH, CA 92075-2066
Mailing Address: 462 STEVENS AVENUE-STE. 308, SOLANA BEACH, CA 92075-2066

KIOUS AND COMPANY, INCORPORATED
320 GOLD AVE SW, SUITE 1210, ALBUQUERQUE, NM 87102
Mailing Address: P.O. DRAWER L, ALBUQUERQUE, NM 87103

KIPLING CAPITAL, INC.
100 SHORELINE HWY. 200-B, MILL VALLEY, CA 94941

KIRK SECURITIES CORPORATION
400 N. CARROLL BLVD., STE. 201, DENTON, TX 76201-9041
Mailing Address: P.O. BOX 1934, DENTON, TX 76202

KJM SECURITIES, INC.
48 SAGAMORE ROAD, SUITE 29, BRONXVILLE, NY 10708-1534
Mailing Address: P.O. BOX 734, BRONXVILLE, NY 10708-0734

KLEIN INVESTMENT GROUP, L.P.
9595 WILSHIRE BLVD, SUITE 1001, BEVERLY HILLS, CA 90212

KMS FINANCIAL SERVICES, INC.
2001 SIXTH AVE, SUITE 2801, SEATTLE, WA 98121-1866

KNBT SECURITIES, INC.
1620 POND ROAD, 3RD FLOOR, ALLENTOWN, PA 18104
Mailing Address: 1620 POND ROAD, 3RD. FLOOR, ALLENTOWN, PA 18104

KNIGHT CAPITAL MARKETS, LLC.
100 MANHATTANVILLE ROAD, PURCHASE, NY 10577

KNIGHT EQUITY MARKETS, L.P.
545 WASHINGTON BLVD., JERSEY CITY, NJ 07310-1607
Mailing Address: 545 WASHINGTON BOULEVARD, JERSEY CITY, NJ 07310-1607

KNOX SECURITIES CORP.
33 RIVERSIDE AVENUE, 5TH FLOOR, WESTPORT, CT 06880

KOEHLER FINANCIAL, LLC
5764 JAMES DRIVE, STEVENSVILLE, MI 49127

KOONCE SECURITIES, INC.
6550 ROCK SPRING DR. STE 600, BETHESDA, MD 20817-6550

KOREA INVESTMENT & SECURITIES AMERICA, INC.
TWO EXECUTIVE DRIVE SUITE 640, FORT LEE, NJ 07024
Mailing Address: TWO EXECUTIVE DRIVE, FORT LEE, NJ 07024

KOTAK MAHINDRA, INC.
50 MAIN STREET, SUITE 310, WHITE PLAINS, NY 10606

KOVACK SECURITIES INC.
6451 N. FEDERAL HWY., SUITE 1201, FT. LAUDERDALE, FL 33308

KOVITZ SECURITIES, LLC
222 W. ADAMS ST., SUITE 2160, CHICAGO, IL 60606

KPMG CORPORATE FINANCE LLC
303 EAST WACKER DRIVE, CHICAGO, IL 60601

KR SECURITIES, LLC
600 PRETTY BROOK ROAD, PRINCETON, NJ 08540
Mailing Address: P.O. BOX 7787, PRINCETON, NJ 08543-7787

KRAMBO CORPORTION
1355 BAY STREET #4, SAN FRANCISCO, CA 94123
Mailing Address: THE PRESIDIO OF SAN FRANCISCO, MAIL CAL BOX 29310, SAN FRANCISCO, CA 94129-0310

KRAMER SECURITIES CORPORATION
7120 S.W. 95 STREET, MIAMI, FL 33156
Mailing Address: P.O. DRAWER 431456, MIAMI, FL 33243

KRD BROKERAGE, LLC
1101 PERIMETER DRIVE (SUITE 730), SCHAUMBURG, IL 60173

KRIEBEL GAS & OIL INVESTMENTS CORP.
633 MAYFIELD DRIVE, CLARION, PA 16214
Mailing Address: P.O. BOX 765, CLARION, PA 16214

KRIEGER - CAMPBELL, INCORPORATED
3608 GRAND AVENUE, OAKLAND, CA 94610-2024

KRK LIMITED
1107 NIGHTINGALE DR, PALATINE, IL 60067-7038
Mailing Address: 1107 NIGHTINGDALE DR, PALATINE, IL 60067-7038

KRUEGER BROKERAGE INC.
601 MAIN STREET, P.O. BOX 1448, KEOKUK, IA 52632

KUEHL CAPITAL CORPORATION
14747 CALIFORNIA STREET, SUITE 1, OMAHA, NE 68154

KUHNS BROTHERS SECURITIES CORPORATION
558 LIME ROCK ROAD, LIME ROCK, CT 06039
Mailing Address: 558 LIME ROCK ROAD, LAKEVILLE, CT 06039

KUN-LUN DEVELOPMENT CORPORATION
6080 STEWART AVENUE, FREMONT, CA 94538

KURT SALMON ASSOCIATES CAPITAL ADVISORS, INC.
1355 PEACHTREE ST., SUITE 900, ATLANTA, GA 30309

KUYKENDALL & SCHNEIDER, INC.
3405 22ND STREET, SUITE 202, LUBBOCK, TX 79410
Mailing Address: P.O. BOX 6220, LUBBOCK, TX 79493

KV EXECUTION SERVICES LLC
40 WALL STREET, 44TH FLOOR, NEW YORK, NY 10005

KW SECURITIES CORPORATION
1001 BAYHILL DRIVE, SUITE 170, SAN BRUNO, CA 94066

KYSON & CO
411 E. HUNTINGTON DR., #212, ARCADIA, CA 91006