Shepherd Smith Edwards & Kantas LTD LLP is composed of a team of attorneys, consultants and others with past experience in the securities industry. The firm has represented thousands of investors nationwide over the past decade in arbitration proceedings to recover their losses, including residents of Alabama.  Claims against securities brokers and other financial advisors are decided in arbitration through the Financial Industry Regulatory Authority (FINRA). Whether an investor resides in Los Angeles, San Francisco, Sacramento, San Diego, Bakersfield, Fresno, San Jose, Santa Clara, Stockton, Palm Springs or another city in California, his or her claim can not be filed in court in California and must instead be filed through the FINRA's Arbitration Division.  Statistics demonstrate that investors are far more likely to recover their losses if they are represented by a lawyer experienced in securities arbitration.

Don't let broker misconduct go unpunished.  Contact us as soon as possible for a free consultation!

National Web resources:

• Financial Industry Regulatory Authority (FINRA)
• Securities and Exchange Commission

California Securities Arbitration & Stockbroker Fraud Resources

• California State Portal
• California State Government
• California Courts
• California Court Rules
• California Cases
• California Governor
• California Legislature
• California Code
• California Cities
  • Los Angeles, California
  • Sacramento, California
  • San Diego, California
  • San Francisco, California
  • San Jose, California