Misrepresentation and Omissions
A brokerage firm or broker can be held liable if that firm or broker misrepresents material facts or omits to disclose material facts to the investor regarding an investment, and that client subsequently loses money on that investment. Often the misrepresentations or omissions disguise the risk associated with a particular investment. A broker has a duty to fairly disclose all of the risks associated with an investment.
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Stock Broker Fraud Blog - Investor Fraud
- "America's Prophet" Psychic Accused of Multimillion-Dollar Investment Fraud According to the US Securities and Exchange Commission, Sean David Morton has bilked more than 100 investors of over six million dollars as the ....
- CIT Group Bankruptcy Exposes Fraud Against Many Investors Who Were Sold Preferred Stocks And Bonds Many investors were told that investing in CIT preferred stock and bonds was safe and appropriate for them. Some sales pitches were based on the $2.3 ....
- Carlyle Group Sued by Former Congressman Michael Huffington For Investment Loss of More than $20 Million Former Congressman Michael Huffington is suing Carlyle Group, a private equity firm, and affiliated companies for more than $20 million in investment ....