Misrepresentation and Omissions
A brokerage firm or broker can be held liable if that firm or broker misrepresents material facts or omits to disclose material facts to the investor regarding an investment, and that client subsequently loses money on that investment. Often the misrepresentations or omissions disguise the risk associated with a particular investment. A broker has a duty to fairly disclose all of the risks associated with an investment.
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Stock Broker Fraud Blog - Investor Fraud
- Former-Chicago Bears Wide Receiver Willie Gault Sued by SEC for Securities Scam Involving the Alleged Inflation of Stock Prices The US Securities and Exchange Commission is suing former NFL football player Will Gault for securities fraud. According to US regulators, he and ....
- Former DHB Industries CEO and COO Found Guilty of Nearly $200M Securities Fraud Scam After two months of deliberation, a jury has found Ex-DHB Industries CEO David Brooks and Ex-DHB Industries COO Sandra Hatfield guilty of committing ....
- "America's Prophet" Psychic Accused of Multimillion-Dollar Investment Fraud According to the US Securities and Exchange Commission, Sean David Morton has bilked more than 100 investors of over six million dollars as the ....
